SEC Form 4 · accession 0001140361-16-074825
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Glenn Russell
Officer — Senior Vice President
Period of report
Aug 3, 2016
Accepted (ET)
Aug 4, 2016 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2016 | P | 2,500 | $12.949 | A | 2,500 | I | IRA |
| Common Stock | holding | — | — | — | 15,000 | I | Equity Incentive Plan | |
| Common Stock | holding | — | — | — | 552 | I | 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $13.04 | holding | — | — | — | Jun 7, 2017 | Jun 6, 2026 | Common Stock | 20,000 | 20,000 | D |