SEC Form 3 · accession 0001140361-15-027809
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Haas Gallaway Jr.
Director
Period of report
Jul 16, 2015
Accepted (ET)
Jul 16, 2015 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,000 | D | ||
| Common Stock | holding | — | — | — | 14,816 | I | IRA | |
| Common stock | holding | — | — | — | 1,139 | I | Spouse's IRA | |
| Common Stock | holding | — | — | — | 40,687 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options, Right to Buy | $9.4323 | holding | — | — | — | May 9, 2009 | May 9, 2018 | Common Stock | 21,972 | — | D |