SEC Form 4 · accession 0001271163-17-000007
Gabelli Go Anywhere Trust · GGO.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Melarkey
Director
Period of report
Sep 6, 2016
Accepted (ET)
Apr 7, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F3 | Sep 6, 2016 | P | 1,545 | $19.00 | A | 1,545 | I | Le Cle Investments |
| Series A Cumulative Puttable and Callable Preferred SharesF1,F2,F3 | Sep 6, 2016 | P | 515 | $40.00 | A | 515 | I | Le Cle Investments |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1From September 6, 2016 to November 1, 2016, the common shares and Series A Preferred Shares traded only as Combinations on the NYSE MKT. Each Combination consisted of 3 common shares and 1 Series A Preferred Share, and traded under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represented 515 combinations. The common and Series A Preferred Shares began trading separately on November 2, 2016.
- F2Mr. Melarkey resigned his trustee position on Gabelli Go Anywhere Trust in 2016 but rejoined the Board of Trustees on February 23, 2017.
- F3Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey.