SEC Form 4 · accession 0001271163-16-000092
Gabelli Go Anywhere Trust · GGO.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Agnes Mullady
Officer — President
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 6, 2016 | P | 1,545 | $19.00 | A | 1,545 | D | |
| Series A Cumulative Puttable and Callable Preferred SharesF1 | Sep 6, 2016 | P | 515 | $40.00 | A | 515 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Until November 1, 2016, the common shares and Series A Preferred Shares will trade only as Combinations on the NYSE MKT. Each Combination consists of 3 common shares and 1 Series A Preferred Share, and trades under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represents 515 combinations. The common and Series A Preferred Share will begin trading separately on November 2, 2016.