SEC Form 5 · accession 0001493152-17-000876
DUO WORLD INC · DUUO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Muhunthan Canagasooryam
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 31, 2016
Accepted (ET)
Jan 27, 2017 · 11:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par value | holding | — | — | — | 28,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF1 | $0.00 | Dec 3, 2014 | J | 5,000,000 | A | Jan 4, 2017 | — | Common Stock | 50,000,000 | 5,000,000 | D |
Explanation of responses
- F1The conversion provision is perpetual.
Remarks
Each share of Series A Preferred Stock has one vote on all matters brought before meetings of shareholders, vote alongside holders of Common Stock and not as a separate class. Each share of Series A Preferred Stock is convertible into 10 shares of Common Stock.