SEC Form 4 · accession 0001193125-26-291139
Roivant Sciences Ltd. · ROIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
QVT Financial LP
Other
Period of report
Jun 26, 2026
Accepted (ET)
Jun 30, 2026 · 7:59 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001635088
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jun 26, 2026 | S | 300,783 | $33.92 | D | 14,826,546 | I | Held by QVT Financial Investment Cayman Ltd. |
| Common SharesF1,F2 | Jun 26, 2026 | S | 325,000 | $34.07 | D | 14,501,546 | I | Held by QVT Financial Investment Cayman Ltd. |
| Common SharesF1,F2 | Jun 29, 2026 | S | 200,000 | $34.44 | D | 14,301,546 | I | Held by QVT Financial Investment Cayman Ltd. |
| Common SharesF1,F2 | Jun 29, 2026 | S | 600,000 | $34.59 | D | 13,701,546 | I | Held by QVT Financial Investment Cayman Ltd. |
| Common SharesF1,F2 | Jun 30, 2026 | S | 12,380 | $35.28 | D | 13,689,166 | I | Held by QVT Financial Investment Cayman Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 23,723,074 Common Shares, consisting of the Common Shares owned by QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT FIC. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Common Shares reported by QVT.
- F2QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Common Shares held by, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Common Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.