SEC Form 4 · accession 0001024134-17-000001
Avangrid, Inc. · AGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold L Chase
Director
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 11:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001634997
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 9, 2017 | J | 554,500 | $0.00 | D | 46,839 | I | Custodian, Foundation, Spouse |
| Common Stock | holding | — | — | — | 459,304 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person resigned as manager of RLC Investments LLC (the"LLC") effective January 9, 2017. As a result, the reporting person no longer beneficially owns any securities held by RLC Investments LLC for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.
- F2The aggregate amount of shares of common stock owned indirectly by the reporting person has been adjusted to reflect 2,175 shares of common stock owned by the reporting person's spouse, which were inadvertently omitted from the aggregate amount of shares of common stock owned indirectly by the reporting person.