SEC Form 4 · accession 0001581718-16-000003
Barnes & Noble Education, Inc. · BNED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kanuj Malhotra
Officer — COO-Digital&Chief Strategy Off
Period of report
Mar 16, 2016
Accepted (ET)
Mar 17, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001634117
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 16, 2016 | A | 10,000 | $0.00 | A | 111,978 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the contingent right to receive one share of common stock of Barnes & Noble Education, Inc., par value $0.01 per share (or equivalent value thereto).
- F2RSUs generally vest and will be settled in three installments as follows: 3,333 vest on each of March 16, 2017 and March 16, 2018, and 3,334 vest on March 16, 2019, or in each case, if such date is not a business day, the business day immediately following such date.