SEC Form 4 · accession 0001140361-15-035526
Barnes & Noble Education, Inc. · BNED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D. Donohue
Officer — VP, Investor Rel. & Treasurer
Period of report
Sep 16, 2015
Accepted (ET)
Sep 18, 2015 · 7:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001634117
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 16, 2015 | A | 19,201 | A | — | — | Common Stock | 19,201 | 19,201 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the contingent right to receive one share of common stock of Barnes & Noble Education, Inc., par value $0.01 per share (or equivalent value thereto).
- F2RSUs generally vest and will be settled in three installments as follows: 6,400 vest on each of September 16, 2016 and September 16, 2017 and 6,401 vest on September 16, 2018, or in each case, if such date is not a business day, the business day immediately following such date.