SEC Form 5 · accession 0000950138-17-000474
Barnes & Noble Education, Inc. · BNED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard Riggio
10% Owner
Period of report
Apr 29, 2017
Accepted (ET)
Jun 12, 2017 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001634117
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2017 | G | 450,282 | $0.00 | D | 3,599,781 | D | |
| Common StockF2 | holding | — | — | — | 4,017,228 | I | By Foundation and Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of 450,282 shares to The Riggio Foundation, a charitable trust, of which the Reporting Person and his wife, Louise Riggio ("Mrs. Riggio"), are co-trustees.
- F2Of these shares, 1,464,134 are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and his wife, Louise Riggio, and 2,553,094 (which include the 450,282 shares referred to in Note 1 above) are owned by The Riggio Foundation, a charitable trust of which the Reporting Person and Mrs. Riggio are the co-trustees.