SEC Form 4 · accession 0001866503-26-000006
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Isaac Hosojiro Harris
Director
Period of report
Mar 31, 2026
Accepted (ET)
Jul 7, 2026 · 7:28 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 31, 2026 | A | 374 | $0.00 | A | 12,774 | D | |
| Common StockF2 | Mar 31, 2026 | F | 125 | $702.76 | D | 12,649 | D | |
| Common StockF4 | Apr 30, 2026 | A | 320 | $0.00 | A | 12,969 | D | |
| Common StockF4 | Apr 30, 2026 | F | 145 | $902.32 | D | 12,824 | D | |
| Common StockF5 | May 29, 2026 | A | 258 | $0.00 | A | 13,082 | D | |
| Common StockF5 | May 29, 2026 | F | 125 | $854.96 | D | 12,957 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock of the Issuer.
- F2The number of shares reported as beneficially owned following the reported transaction is as of March 31, 2026.
- F3Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs.
- F4The number of shares reported as beneficially owned following the reported transaction is as of April 30, 2026.
- F5The number of shares reported as beneficially owned following the reported transaction is as of May 29, 2026, prior to the 4,000 share stock sale on May 29, 2026 reported in the Reporting Person's Form 4 filed June 1, 2026.
Remarks
The RSU grants reported in the Form 4 were granted to the Reporting Person in his prior capacity as Interim Chief Procurement Officer.