SEC Form 4 · accession 0001648256-26-000005
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Retort
Officer — SEE REMARKS
Period of report
Aug 15, 2026
Accepted (ET)
Aug 18, 2026 · 8:47 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2026 | F | 3,299 | $926.14 | D | 86,264 | D | |
| Common Stock | Aug 17, 2026 | A | 63,956 | $0.00 | A | 150,220 | D | |
| Common Stock | Aug 17, 2026 | F | 32,542 | $968.90 | D | 117,678 | D | |
| Common Stock | Aug 18, 2026 | S | 3,183 | $909.43 | D | 114,495 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
- F2Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 23, 2023.
- F3Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.
- F4These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.
Remarks
Officer title: Executive Vice President, Global Reliability & Quality