SEC Form 4 · accession 0001633978-19-000028
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin A Kaplan
Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 27, 2019 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2019 | S | 3,025 | $48.7176 | D | 18,902 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sales were executed in multiple trades at prices ranging from $48.7115 to $48.72. The price reported above reflects the weighted average sale price. Mr. Kaplan hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.