SEC Form 4 · accession 0001633978-19-000019
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judy G Hamel
Officer — SVP & General Cousel
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | A | 5,538 | $0.00 | A | 46,847 | D | |
| Common Stock | Feb 19, 2019 | F | 625 | $46.74 | D | 46,222 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/3 of the shares shall vest on the Initial Vest Date and the remaining shares shall vest quarterly thereafter on the 15th day of the following months of May, August, November and February following the Initial Vest Date in eight (8) equal installments (rounded down for any fractional shares, with the final vesting installment to be rounded up as necessary so that 100% of the shares shall have vested as of the last vest date), subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP.
- F2These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.