SEC Form 4 · accession 0001633978-18-000154
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Small
Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 17, 2018 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2018 | A | 4,361 | $0.00 | A | 7,041 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. Such award will vest in three equal annual installments on each anniversary of the date the individual's service as a non-employee director commences, subject to continued service as a director through the applicable vesting date.