SEC Form 4 · accession 0001633978-18-000143
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Lowe
Officer — CEO and President · Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | F | 2,206 | $41.24 | D | 222,625 | D | |
| Common StockF2 | Nov 19, 2018 | F | 8,979 | $39.16 | D | 213,693 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shese shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.
- F2Includes 47 shares purchased on November 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).