SEC Form 4 · accession 0001633978-18-000116
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Penny Herscher
Director
Period of report
Nov 2, 2018
Accepted (ET)
Nov 2, 2018 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 2, 2018 | S | 1,197 | $52.9268 | D | 34,743 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold under a 10B5-1 Trading Plan.
- F2The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $52.21 to $55.05. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.