SEC Form 4 · accession 0001633978-18-000113
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judy G Hamel
Officer — SVP & General Cousel
Period of report
Aug 28, 2018
Accepted (ET)
Aug 30, 2018 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2018 | A | 8,018 | $0.00 | A | 42,156 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the one (1) year anniversary of the Grant Date and 8 equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP.