SEC Form 4 · accession 0001633978-18-000096
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Lowe
Officer — CEO and President · Director
Period of report
Aug 10, 2018
Accepted (ET)
Aug 24, 2018 · 8:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 10, 2018 | A | 52,666 | $0.00 | A | 177,032 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 52,666 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 31,894 shares previously reported on August 18, 2017 as performance shares.
- F2Includes the decrease of shares that had previously been reported in Table 1