SEC Form 4 · accession 0001633978-18-000042
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Lowe
Officer — CEO and President · Director
Period of report
May 18, 2018
Accepted (ET)
May 21, 2018 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 18, 2018 | S | 5,863 | $62.4241 | D | 208,062 | D | |
| Common StockF3,F4 | May 21, 2018 | S | 5,809 | $63.6284 | D | 202,253 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards.
- F2The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $61.95 to $62.85. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-2017
- F4The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.40 to $64.35. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.