SEC Form 4 · accession 0001633978-18-000021
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Lowe
Officer — CEO and President · Director
Period of report
Feb 22, 2018
Accepted (ET)
Feb 22, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 22, 2018 | S | 6,460 | $58.6926 | D | 214,543 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-2017
- F2For [6,260] shares the price is the weighted average sale price ranging from $58.05 to $59.05, [200] shares sold at 59.10 as reported on this line. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.