SEC Form 4/A · accession 0001633978-17-000157
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Aaron Tachibana
Officer — CFO
Period of report
Aug 18, 2017
Accepted (ET)
Dec 6, 2017 · 8:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 18, 2017 | A | 6,379 | $0.00 | A | 70,618 | D | |
| Common StockF1,F2 | Aug 18, 2017 | A | 2,658 | $0.00 | A | 73,276 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form is being amended to update the number of shares Performance Stock Units awarded from a single grant of 9,037 shares to two grants of 6,379 and 2,658 Performance Stock Units respectively.
- F2Performance shares that vested upon achievement of established target goals.