SEC Form 4/A · accession 0001633978-17-000115
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alan S Lowe
Officer — CEO and President
Period of report
Aug 18, 2017
Accepted (ET)
Oct 16, 2017 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 18, 2017 | A | 43,169 | $0.00 | A | 211,355 | D | |
| Common StockF1,F2 | Aug 18, 2017 | A | 21,585 | $0.00 | A | 232,940 | D | |
| Common StockF2,F3 | Aug 18, 2017 | A | 31,894 | $0.00 | A | 264,834 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.
- F2This form is being amended to update the number of shares awarded as 64,432 and 32,216 Restricted Stock Units to 43,169 and 21,585 Restricted Stock Units and 31,894 Performance Stock Units respectively.
- F3Performance shares that vested upon achievement of established target goals.