SEC Form 4 · accession 0001633978-17-000092
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Lowe
Officer — CEO and President
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 21, 2017 | S | 16,250 | $50.8414 | D | 249,655 | D | |
| Common StockF3 | Aug 21, 2017 | S | 9,574 | $51.4743 | D | 240,081 | D | |
| Common StockF4 | Aug 21, 2017 | S | 1,200 | $52.0917 | D | 238,881 | D | |
| Common Stock | Aug 23, 2017 | S | 1,071 | $53.30 | D | 237,810 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction pursuant to 10b5-1 plan dated 05/30/2017.
- F2The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $50.05 to $51.025. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $51.05 to $52.00. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $52.05 to $52.15. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.