SEC Form 4 · accession 0001633978-17-000090
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Retort
Officer — EVP and COO
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 21, 2017 | S | 10,000 | $50.924 | D | 92,694 | D | |
| Common StockF3 | Aug 21, 2017 | S | 2,226 | $51.8848 | D | 90,468 | D | |
| Common Stock | Aug 22, 2017 | S | 2,042 | $54.00 | D | 88,426 | D | |
| Common Stock | Aug 23, 2017 | S | 607 | $53.30 | D | 87,819 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction pursuant to 10b5-1 plan dated 11/30/2016.
- F2The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $50.55 to $.51.40 The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $51.70 to $52.10. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.