SEC Form 4 · accession 0001633978-17-000068
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Lillie
Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 9:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2017 | M | 3,282 | $0.00 | A | 20,698 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 15, 2017 | M | 3,282 | D | Aug 15, 2017 | — | Common Stock | 3,282 | 3,282 | D |
Explanation of responses
- F1Restricted Stock Units have no expiration date.