SEC Form 4 · accession 0001633978-16-000096
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Lowe
Officer — CEO and President
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2016 | S | 2,357 | $35.45 | D | 21,253 | I | Family Trust |
| Common Stock | Sep 6, 2016 | S | 21,253 | $35.45 | D | 0 | I | Family Trust |
| Common Stock | holding | — | — | — | 140,302 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.