SEC Form 4 · accession 0001633978-16-000041
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Retort
Officer — EVP and COO
Period of report
Jul 25, 2016
Accepted (ET)
Jul 27, 2016 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2016 | M | 24,565 | $18.82 | A | 40,060 | D | |
| Common StockF1 | Jul 25, 2016 | S | 39,473 | $30.00 | D | 587 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $18.82 | Jul 25, 2016 | M | 24,565 | D | Aug 1, 2015 | Aug 15, 2018 | Common Stock | 24,565 | 0 | D |
Explanation of responses
- F1Transaction pursuant to 10b5-1 plan dated 11/27/2015.