SEC Form 4 · accession 0001633978-16-000003
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Cocchi
Officer — SVP, Operations
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2016 | M | 32,754 | $0.00 | A | 44,714 | D | |
| Common StockF1 | Feb 10, 2016 | S | 32,754 | $23.628 | D | 11,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $0.00 | Feb 10, 2016 | M | 32,754 | D | Aug 15, 2013 | Aug 15, 2018 | Common Stock | 32,754 | 0 | D |
Explanation of responses
- F1The price is the weighted average sale price for the transactions reported. The prices for the transactions reported on this line range from $23.50 to $23.73. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.