SEC Form 4 · accession 0001437749-15-022666
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Penny Herscher
Director
Period of report
Dec 18, 2015
Accepted (ET)
Dec 22, 2015 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 18, 2015 | S | 2,424 | $21.2363 | D | 12,122 | D | |
| Common StockF3 | Dec 18, 2015 | S | 200 | $21.82 | D | 11,922 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares pursuant to 10b5-1 plan dated November 18, 2015.
- F2The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $20.76 to $21.71. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $21.80 to $21.84. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.