SEC Form 4 · accession 0001437749-15-022008
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Penny Herscher
Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2015 | M | 2,055 | $0.00 | A | 14,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Dec 8, 2015 | M | 2,055 | D | Dec 8, 2015 | — | Common Stock | 2,055 | 4,110 | D |
Explanation of responses
- F1Each unit converts upon vesting into one share of common stock.
- F2Restricted Stock Units have no expiration date.