SEC Form 4 · accession 0001437749-15-021782
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Lowe
Officer — CEO and President · Director
Period of report
Nov 12, 2015
Accepted (ET)
Dec 4, 2015 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2015 | D | 44,456 | $0.00 | D | 2,405 | D | |
| Common StockF2 | Nov 12, 2015 | J | 44,456 | $0.00 | A | 70,382 | I | Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Share transfer from self to The Alan and Julie Lowe Family Trust Dated October 10, 1996
- F2The number of shares reported in Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4s since the date of the transaction reported herein.