SEC Form 4 · accession 0001437749-15-016116
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Reinhardt
Officer — SVP, Sales
Period of report
Aug 15, 2015
Accepted (ET)
Aug 18, 2015 · 8:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Aug 15, 2015 | A | 22,156 | A | — | — | Common Stock | 22,156 | 22,156 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Aug 15, 2015 | A | 14,771 | A | — | — | Common Stock | 14,771 | 14,771 | D |
Explanation of responses
- F1Granted August 15, 2015, this restricted stock unit grant vests over three years, with 33% vesting on the first anniversary of the grant date and the remaining shares vesting quarterly in eight equal installments over the following two years.
- F2Restricted Stock Units have no expiration date.