SEC Form 4 · accession 0001437749-15-014761
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
VIAVI SOLUTIONS INC.
10% Owner
Period of report
Aug 1, 2015
Accepted (ET)
Aug 4, 2015 · 8:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 1, 2015 | J | 47,065,189 | $0.00 | D | 11,692,855 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person distributed 80.1% of the outstanding shares of Issuer's common stock to its stockholders on a pro rata basis in connection with the spin-off of the Issuer from the Reporting Person on 08/01/2015.
- F2On 7/28/15, the Reporting Person's common stock of Issuer split 58,758,044-for-1,000, resulting in the Reporting Person's ownership of 58,757,044 additional shares of common stock.