SEC Form 4 · accession 0000899243-17-025862
Tallgrass Energy, LP · TGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Gerke
Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | Nov 8, 2017 | P | 9,800 | $25.50 | A | 54,300 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 10,000 unvested Equity Participation Shares ("EPSs") granted to the Reporting Person, of which (i) 1/3 vest on the later to occur of the first date on which the issuer has paid a regular quarterly distribution of at least $0.35 on each outstanding Class A Share for any full quarter ending on or after February 17, 2016 (the "Distribution Achievement Date") or November 1, 2016, (ii) 1/3 vest on the later to occur of the Distribution Achievement Date or November 1, 2017, and (iii) 1/3 vest on the later to occur of the Distribution Achievement Date or November 1, 2018. If the Distribution Achievement Date has not occurred by May 12, 2020, the EPSs will expire and terminate and no vesting will occur.