SEC Form 4 · accession 0001632790-19-000002
ENERGIZER HOLDINGS, INC. · ENR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert V Vitale
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632790
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units in Deferred CompensationF1,F2 | $0.00 | Dec 31, 2018 | A | 610 | A | — | — | Common Stock | 610 | 2,819 | D |
| Restricted Stock Equivalent 1/2/2019F3 | $0.00 | Jan 2, 2019 | A | 2,460 | A | — | — | Common Stock | 2,460 | 2,460 | D |
Explanation of responses
- F1Deferral of annual retainer credited to the Reporting Person's balance in the Energizer Stock Equivalent Fund of the Company's Deferred Compensation Plan in the form of additional Phantom Stock Units.
- F2Phantom Stock Units are payable in cash following the termination of the Reporting Person's service on the Company's Board of Directors.
- F3Annual Restricted Stock Equivalent (RSE) Award valued at $110,000 vests and converts into shares one year from date of grant unless Reporting Person elects to defer conversion until retirement. All RSEs vest and convert upon death, termination of service on the Board and Change of Control.