SEC Form 4 · accession 0001632790-18-000010
ENERGIZER HOLDINGS, INC. · ENR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Hunt
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2018 | M | 2,391 | $0.00 | A | 5,562 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 1/2/2018F2 | $0.00 | Jan 2, 2018 | A | 2,298 | A | — | — | Common Stock | 2,298 | 2,298 | D |
| Restricted Stock Equivalent 1/3/2017F2 | $0.00 | Jan 3, 2018 | M | 2,391 | D | — | — | Common Stock | 2,391 | 0 | D |
Explanation of responses
- F13,171 shares previously held directly which were distributed to Reporting Person on January 4, 2017 are now owned indirectly by Trust.
- F2Annual Restricted Stock Equivalent (RSE) Award valued at $110,000 vests and converts into shares one year from date of grant unless Reporting Person elects to defer conversion until retirement. All RSEs vest and convert upon death, termination of service on the Board and Change of Control.