SEC Form 4 · accession 0001632790-17-000056
ENERGIZER HOLDINGS, INC. · ENR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan K Drath
Officer — VP, Chief HR Officer
Period of report
Dec 16, 2015
Accepted (ET)
Jul 12, 2017 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 16, 2015 | A | 48 | $34.868 | A | 6,746 | D | |
| Common StockF1,F2 | Mar 16, 2016 | A | 41 | $40.602 | A | 6,787 | D | |
| Common StockF1,F2 | Jun 20, 2016 | A | 33 | $51.5081 | A | 6,820 | D | |
| Common StockF1,F2 | Sep 9, 2016 | A | 52 | $45.744 | A | 9,673 | D | |
| Common StockF1,F2 | Dec 15, 2016 | A | 131 | $43.5564 | A | 20,907 | D | |
| Common Stock | Jul 10, 2017 | M | 4,191 | $0.00 | A | 25,098 | D | |
| Common StockF3 | Jul 10, 2017 | F | 1,390 | $46.42 | D | 23,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 07/08/2015 TBF4 | $0.00 | Jul 10, 2017 | M | 4,191 | D | — | — | Common Stock | 4,191 | 12,573 | D |
Explanation of responses
- F1Reflects the automatic dividend reinvestment on the Reporting Person's directly owned Energizer stock implemented by the broker.
- F2Balance reflects the number of shares beneficially owned as of the date of the respective transaction.
- F3Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of Restricted Stock Equivalent award ("RSE") previously granted under the Energizer Holdings, Inc. Equity Incentive Plan.
- F4One-fifth of the RSE granted vests and converts into shares of Energizer Common Stock on each of 07/08/2016, 07/08/2017, 07/08/2018, 07/08/2019 and 07/08/2020 if Reporting Person is employed on said dates or all or a portion may vest upon death, disability, change of control or certain termination events.