SEC Form 4 · accession 0001632790-16-000163
ENERGIZER HOLDINGS, INC. · ENR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Patrick McGinnis
Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2016 | A | 135 | $44.42 | A | 21,958 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units in Deferred CompensationF2,F3 | $0.00 | Dec 15, 2016 | A | 110 | A | — | — | Common Stock | 110 | 17,381 | D |
Explanation of responses
- F1Reflects the automatic dividend reinvestment on the Reporting Person's directly owned Energizer stock implemented by the broker.
- F2Dividend equivalent payment credited to the Reporting Person's balance in the Energizer Stock Equivalent Fund of the Company's Deferred Compensation Plan in the form of additional Phantom Stock Units.
- F3Phantom Stock Units are payable in cash following the termination of the Reporting Person's service on the Company's Board of Directors.