SEC Form 4 · accession 0001632790-16-000154
ENERGIZER HOLDINGS, INC. · ENR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy W Gorman
Officer — VP, Controller & PAO
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 2,043 | $0.00 | A | 7,984 | D | |
| Common StockF1 | Nov 14, 2016 | F | 682 | $43.84 | D | 7,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 11/13/2014 TBF2 | $0.00 | Nov 14, 2016 | M | 2,043 | D | — | — | Common Stock | 2,043 | 0 | D |
| Restricted Stock Equivalent 11/14/2016 TBF3 | $0.00 | Nov 14, 2016 | A | 1,882 | A | — | — | Common Stock | 1,882 | 1,882 | D |
Explanation of responses
- F1Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of Restricted Stock Equivalent award ("RSE") previously granted under the Energizer Holdings, Inc. Equity Incentive Plan.
- F2RSE vests and converts into shares of Energizer Common Stock on 11/13/2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.
- F3RSE vests and converts into shares of Energizer Common Stock on 11/14/2019 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.