SEC Form 4 · accession 0001632790-16-000138
ENERGIZER HOLDINGS, INC. · ENR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian K Hamm
Officer — EXECUTIVE VP, CFO
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 10:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | M | 9,691 | $0.00 | A | 29,163 | D | |
| Common StockF1 | Nov 9, 2016 | F | 4,647 | $46.23 | D | 24,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 11/06/2013 PB-TBF2 | $0.00 | Nov 9, 2016 | M | 9,691 | D | — | — | Common Stock | 9,691 | 0 | D |
Explanation of responses
- F1Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of Restricted Stock Equivalent award ("RSE") previously granted under the Energizer Holdings, Inc. Equity Incentive Plan.
- F2RSE vests and converts into shares of Energizer Common Stock on the date that Energizer releases its earnings report for the fiscal year ending on September 30, 2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.