SEC Form 4 · accession 0001632790-16-000051
ENERGIZER HOLDINGS, INC. · ENR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Patrick Mulcahy
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 11:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632790
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units in Deferred CompensationF1,F2 | $0.00 | Dec 31, 2015 | A | 1,468 | A | — | — | Common Stock | 1,468 | 90,400 | D |
| Restricted Stock Equivalent 1/4/2016F3 | $0.00 | Jan 4, 2016 | A | 3,171 | A | — | — | Common Stock | 3,171 | 3,171 | D |
Explanation of responses
- F1Deferral of annual retainer into ENR Stock Equivalent Fund of Deferred Compensation Plan.
- F2Phantom stock units are payable in cash following the termination of the Reporting Person's service on Energizer's Board of Directors.
- F3Annual Restricted Stock Equivalent (RSE) Award valued at $110,000 will vest and convert into shares one year from date of grant unless Reporting Person elects to defer conversion until retirement. All RSEs will also vest and convert upon death, termination of service on the Board and Change of Control.