SEC Form 4 · accession 0001632790-15-000032
ENERGIZER HOLDINGS, INC. · ENR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R. Hoskins
Officer — President & CEO · Director
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 11:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632790
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 12/10/2012 PBF1,F2 | $0.00 | Nov 12, 2015 | D | 39,657 | D | — | — | Common Stock | 39,657 | 0 | D |
Explanation of responses
- F1Performance restricted stock equivalent award forfeited, in accordance with the terms of the award agreement, when performance vesting criteria were not achieved.
- F2PSE will vest and convert into shares of Energizer Common Stock in November 2015, subject to the achievement of applicable performance criteria, as long as the Reporting Person is still employed with Energizer. All PSEs will also vest and convert upon the Reporting Person's death. In the event of a change in control, some or all of the equivalents will also vest. All equivalents that do not vest will be forfeited.