SEC Form 4 · accession 0001632790-15-000018
ENERGIZER HOLDINGS, INC. · ENR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy W Gorman
Officer — VP, Controller & PAO
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 12:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2015 | M | 3,052 | $0.00 | A | 3,052 | D | |
| Common Stock | Sep 15, 2015 | F | 1,018 | $40.49 | D | 2,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 9/15/2014F1 | $0.00 | Sep 15, 2015 | M | 3,052 | D | — | — | Common Stock | 3,052 | 3,051 | D |
Explanation of responses
- F1Fifty percent of the RSE will vest and convert into shares of Energizer Common Stock on 09/15/15 and the remaining fifty percent will vest and convert into shares of Energizer Common Stock on 09/15/2016, in each case if Reporting Person is employed on said date. All or a portion may vest upon death, disability, change of control or certain termination events.