SEC Form 4 · accession 0000899243-16-029262
ENERGIZER HOLDINGS, INC. · ENR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy W Gorman
Officer — VP, Controller & PAO
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2016 | M | 3,051 | $0.00 | A | 6,959 | D | |
| Common StockF1 | Sep 15, 2016 | F | 1,018 | $45.87 | D | 5,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 9/15/2014F2 | $0.00 | Sep 15, 2016 | M | 3,051 | D | — | — | Common Stock | 3,051 | 0 | D |
Explanation of responses
- F1Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of Restricted Stock Equivalent award ("RSE") previously granted under the Energizer Holdings, Inc. Equity Incentive Plan.
- F2Fifty percent of the RSE vested and converted into shares of Energizer Common Stock on 09/15/15 and the remaining fifty percent vests and converts into shares of Energizer Common Stock on 09/15/2016, in each case if Reporting Person is employed on said date. All or a portion may vest upon death, disability, change of control or certain termination events.
Remarks
Exhibit List - Exhibit 24 - Power of Attorney