SEC Form 4 · accession 0001437749-18-009266
Cable One, Inc. · CABO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Sinnickson Gayner
Director
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1,F2 | May 7, 2018 | M | 49 | — | A | 6,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F3 | — | May 7, 2018 | M | 49 | D | — | — | Common Stock, par value $0.01 | 49 | 0 | D |
| Restricted Stock Unit (RSU)F1,F4 | — | May 8, 2018 | A | 370 | A | — | — | Common Stock, par value $0.01 | 370 | 370 | D |
Explanation of responses
- F1Restricted stock units convert into Common Stock on a one-for-one basis.
- F2Includes 5,200 shares of Common Stock held for the account of a number of beneficial owners in which the Reporting Person disclaims beneficial ownership.
- F3On January 3, 2018, the Reporting Person was granted this award of restricted stock units, which vested in full on May 7, 2018. Shares of Common Stock were delivered to the Reporting Person upon vesting of the restricted stock units or, if applicable, as per the terms of the Reporting Person's deferral election.
- F4This award of restricted stock units, which includes restricted stock units granted in lieu of the payment of cash fees pursuant to the Reporting Person's election to defer director's fees, generally vests in full on the one-year anniversary of the grant date or, if earlier, the date of the 2019 annual shareholders' meeting of Cable One, Inc., subject to the Reporting Person's continued service on the Board of Directors of Cable One, Inc. through such date. Shares of Common Stock will be delivered to the Reporting Person upon vesting of the restricted stock units or, if applicable, as per the terms of the Reporting Person's deferral election.