SEC Form 3 · accession 0000899243-17-007077
Presidio, Inc. · PSDO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Cagnazzi
Officer — Chief Executive Officer · Director
Period of report
Mar 9, 2017
Accepted (ET)
Mar 9, 2017 · 9:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001631825
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 535,484 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $5.00 | holding | — | — | — | — | Mar 11, 2025 | Common Stock | 400,000 | — | D |
| Employee Stock Option (right to buy)F3 | $1.43 | holding | — | — | — | — | Mar 15, 2022 | Common Stock | 695,928 | — | D |
| Employee Stock Option (right to buy)F4 | $14.00 | holding | — | — | — | — | Mar 9, 2027 | Common Stock | 327,600 | — | D |
Explanation of responses
- F1By The Brizo Limited Partnership. Robert Cagnazzi may be deemed to beneficially own the shares of common stock of Presidio, Inc. held by The Brizo Limited Partnership, the equity interests of which are held by its general partner, KBLAG LTD., and The 2012 Cagnazzi Irrevocable Gift Giving Trust (the "Trust"). Mr Cagnazzi is the President of KBLAG LTD., which holds 1% of the equity interests of The Brizo Limited Partnership. The Trust holds 99% of the equity interests of The Brizo Limited Partnership. The trustee and the beneficiaries of the Trust are members of Mr. Cagnazzi's household. Mr. Cagnazzi disclaims beneficial ownership of all such common stock held by The Brizo Limited Partnership. This report shall not be deemed an admission that Mr. Cagnazzi is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F2Granted under the Amended and Restated 2015 Long-Term Incentive Plan. There are 40,000 vested options as of the date hereof. There are 360,000 unvested options as of the date hereof. Of the unvested options, (i) 40,000 options vest on March 11 of each of 2017, 2018, 2019, and 2020, subject to continued employment; and (ii) 200,000 options vest upon achievement of certain targets related to multiple of invested capital, subject to continued employment.
- F3Granted under the Amended and Restated 2015 Long-Term Incentive Plan. All options are vested.
- F4Granted under the 2017 Long-Term Incentive Plan. There are no options vested as of the date hereof. Unvested options total 327,600 options as of the date hereof. Of the unvested options, 81,900 options vest on March 9 of each of 2018, 2019, 2020 and 2021, subject to continued employment.