SEC Form 4 · accession 0001140361-17-047245
KKR Real Estate Finance Trust Inc. · KREF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christen E.J. Lee
Officer — Co-CEO and Co-President
Period of report
Dec 22, 2017
Accepted (ET)
Dec 22, 2017 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001631596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2017 | A | 44,000 | $0.00 | A | 93,808 | D | |
| Common StockF2 | holding | — | — | — | 2,000 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 2,600 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock units which will vest in three equal annual installments beginning on April 1, 2018.
- F2Held by the Reporting Person's spouse.
- F3Held by the Reporting Person's children.
Remarks
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.