SEC Form 4 · accession 0001140361-17-032377
KKR Real Estate Finance Trust Inc. · KREF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christen E.J. Lee
Officer — Co-CEO and Co-President
Period of report
Aug 14, 2017
Accepted (ET)
Aug 15, 2017 · 9:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001631596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2017 | P | 11,900 | $19.92 | A | 36,957 | D | |
| Common StockF2,F4 | Aug 14, 2017 | P | 2,600 | $19.87 | A | 2,600 | I | See footnote |
| Common StockF3 | Aug 15, 2017 | P | 2,600 | $20.15 | A | 39,557 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the weighted average price per share of common stock of open market purchases of shares of common stock of KKR Real Estate Finance Trust Inc. (the "Issuer") that were executed at prices ranging from $19.82 to $20.35 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of common stock of the Issuer purchased at each price.
- F2This price represents the weighted average price per share of common stock of open market purchases of shares of common stock of the Issuer that were executed at prices ranging from $19.87 to $19.89 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of common stock of the Issuer purchased at each price.
- F3This price represents the weighted average price per share of common stock of open market purchases of shares of common stock of the Issuer that were executed at prices ranging from $20.04 to $20.28 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of common stock of the Issuer purchased at each price.
- F4Held by the Reporting Person's children.
Remarks
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.