SEC Form 4 · accession 0001213900-16-017949
Atlantic Alliance Partnership Corp. · AAPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Waheed Alli
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2 | Nov 1, 2016 | J | 24,825 | $10.00 | A | 380,409 | I | See Footnote |
| Ordinary SharesF2 | Nov 1, 2016 | J | 43,785 | $10.50 | A | 424,194 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued upon the conversion of loans and advances provided to the issuer by the reporting person.
- F2AAP Sponsor (PTC) Corp. ("AAP") is the direct beneficial owner of these securities. Through a trust relationship with AAP, the reporting person has a pecuniary interest in 424,194. The reporting person disclaims any pecuniary interest he may have in the shares held by AAP aside from that arising from his ownership interest in AAP.